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Regulation NMS
Results: 1042

#	Item
651	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-09 14:50:14 Business Finance 73rd United States Congress Securities Exchange Act NASDAQ Regulation NMS Short U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
652	SECURITIES AND EXCHANGE CMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-20 17:27:59 Investment Business United States securities law 73rd United States Congress Finance Regulation NMS Securities Exchange Act Order NASDAQ United States Securities and Exchange Commission Financial economics Stock market
653	Order Approving Amendment to Add the BATS Y-Exchange, Inc. as Participant to National Market System Plan Establishing Procedures under Rule 605 of Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-20 15:45:48 Economy of the United States 73rd United States Congress Financial markets Financial regulation Financial economics Securities Exchange Act Regulation NMS National market system plan Chicago Stock Exchange United States securities law United States Securities and Exchange Commission Self-regulatory organizations
654	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-26 10:33:43 Economy of the United States Financial economics 73rd United States Congress Financial system NYSE Arca Securities Exchange Act New York Stock Exchange Regulation NMS Euronext NYSE Euronext United States securities law United States Securities and Exchange Commission
655	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-16 16:02:32 Investment Financial system 73rd United States Congress Stock market Securities Exchange Act Regulation NMS Order Broker-dealer U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics United States securities law
656	17 of 34 EXHIBIT 5 Rules of NYSE Arca Equities, Inc. Text of the Proposed Rule Change: 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-22 14:04:05 Business Order Securities Exchange Act NASDAQ Electronic communication network Regulation NMS NYSE Arca New York Stock Exchange Market maker Stock market Financial economics Investment
657	CORRECTED SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]May 31, 2012 Joint Industry Plans; Order Approving, on a Pilot Basis, the National Market System Plan to Address Extraordinary Market Vo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-01 12:23:48 Self-regulatory organizations United States Securities and Exchange Commission NYSE Euronext United States securities law Regulation NMS Chicago Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Economy of the United States Financial economics Investment
658	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]May 11, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Establish “Ben Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-14 08:05:17 Business NASDAQ Securities Exchange Act Day trading Regulation NMS Algorithmic trading Volume-weighted average price Benchmark Order Stock market Financial economics Investment
659	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]March 7, 2013 Joint Industry Plan; Notice of Filing of the Third Amendment to the National Market System Plan to Address Extraordinary Market Vola Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-07 15:03:04 Investment United States Securities and Exchange Commission Self-regulatory organizations Stock market Regulation NMS Chicago Stock Exchange Order Securities Exchange Act NYSE Euronext Financial economics Financial markets Economy of the United States
660	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]December[removed]Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-26 10:43:19 United States Securities and Exchange Commission Economy of the United States Finance Financial markets Mathematical finance Securities Exchange Act International Securities Exchange New York Stock Exchange Regulation NMS Financial economics Stock market Investment

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